20-22 Wenlock Road, London, N1 7GU info@microtiauk.org 07494050667

Data Retention Policy

Updated January 2020

 

This data retention policy applies to Microtia UK (referred to as “us/we/our”).

Introduction

This policy sets out the obligations of Microtia UK and the basis upon which we shall retain, review and destroy data held by us, or within our custody or control. This policy applies to our entire organisation including our officers, employees, agents and sub-contractors and sets out what the retention periods are and when any such data may be deleted. This policy does not form part of any employee’s contract of employment and we may amend it at any time.

 

Objectives

It is necessary to retain and process certain information to enable our organisation to operate. We may store data in the following places:

  • our own servers;
  • any third-party servers;
  • email accounts;
  • desktops;
  • employee-owned devices;
  • backup storage; and/or
  • our paper files.

This policy applies equally to paper, electronic media and any other method used to store personal data. The period of retention only commences when the record is closed.

We are bound by various obligations under the law in relation to this and therefore, to comply with the law, information must be collected and used fairly, stored safely and not disclosed to any other person unlawfully in respect of their personal data under the General Data Protection Regulation (“the Regulation”).

The Regulation defines “personal data” as any information relating to an identified or identifiable natural person (a data subject); an identifiable natural person is one who can be identified, directly or indirectly, in particular by reference to an identifier such as a name, an identification number, location data, an online identifier, or to one or more factors specific to the physical, physiological, genetic, mental, economic, cultural, or social identity of that natural person.

This Policy sets out the procedures that are to be followed when dealing with personal data and how we aim to comply with the Regulation in so far as it is possible. In summary, the Regulation states that all personal data shall be:

  1. processed lawfully, fairly, and in a transparent manner in relation to the data subject;
  2. collected for specified, explicit, and legitimate purposes and not further processed in a manner that is incompatible with those purposes; further processing for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes shall not be considered to be incompatible with the initial purposes;
  3. adequate, relevant and limited to what is necessary in relation to the purposes for which it is processed;
  4. accurate and, where necessary, kept up to date; every reasonable step must be taken to ensure that personal data that is inaccurate, having regard to the purposes for which they are processed, is erased or rectified without delay;
  5. kept in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the personal data is processed; personal data may be stored for longer periods insofar as the personal data will be processed solely for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes subject to implementation of the appropriate technical and organisational measures required by the Regulation in order to safeguard the rights and freedoms of the data subject;
  6. processed in a manner that ensures appropriate security of the personal data, including protection against unauthorised or unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational measures.

The Fourth and Fifth Data Protection Principles require that any data should not be kept longer than necessary for the purpose for which it is processed and when it is no longer required, it shall be deleted and that the data should be adequate, relevant and limited for the purpose in which it is processed.

With this in mind, this policy should be read in conjunction with our other policies which are relevant such as our Data Protection Policy and IT Security Policy.

 

Security and Storage

All data and records are stored securely to avoid misuse or loss. We will process all personal data we hold in accordance with our IT Security Policy.

We will put in place procedures and technologies to maintain the security of all personal data from the point of collection to the point of destruction. Personal data will only be transferred to a data processor if there is agreement by them to comply with those procedures and policies, or if there are adequate measures in place.

Examples of our storage facilities are as follows:

·        Encryption, Authentication and Password protected files;

·        Secure Cloud storage;

We will maintain data security by protecting the confidentiality, integrity and availability of the personal data, defined as follows:

(a)           Confidentiality means that only people who are authorised to use the data can access it.

(b)           Integrity means that personal data should be accurate and suitable for the purpose for which it is processed.

(c)            Availability means that authorised users should be able to access the data if they need it for authorised purposes. Personal data should therefore be stored on Microtia UK central computer system instead of individual PCs.

 

Retention Policy

Data retention is defined as the retention of data for a specific period of time and for back up purposes.

We shall not keep any personal data longer than necessary but acknowledge that this will be dependent on the different types of documents and data that we have responsibility for. As such, our general data retention period shall be for a period of 7 years.  Our specific data retention periods are set out below:

 

General

Type of data (Both paper and electronic format) Type of data subject Sensitive Personal Data? Purpose of processing Type of recipient to whom personal data is transferred Retention period Data accuracy and minimisation review date
Planning Strategy Staff, investors, contractors No

 

Development of organisation which identifies priorities Trustees and internal staff 7 years  
Potential business contacts (suppliers, partners, recruitment agencies etc) personal data – name, email address, telephone numbers, job role Business contacts No To facilitate contractual arrangements and communications Trustees, Internal staff and external consultants (where it needs to be shared) 12 months from the day of last contact  
Business contacts (suppliers, partners, recruitment agencies etc) personal data – name, email address, telephone numbers, job role Business contacts No To facilitate contractual obligations and reporting to contacts Trustees, Internal staff and external consultants (where it needs to be shared) 2 months from the date the relationship ends  
Contracts executed as a deed Contracting parties/witnesses No legal requirement for the contract to be valid Trustees, Internal staff, external consultants Thirteen years after expiry or termination  
General Contracts Contracting parties No Compliance with contractual obligations and limitation periods Trustees, Internal staff, external consultants Seven years after expiry or termination  
Contracts relating to buildings Contracting parties No Compliance with contractual obligations and limitation periods Trustees, Internal staff Sixteen years after expiry or termination  

 

Name

Email address

Address

Fundraisers participants No To send fundraising items to the participant Trustees, Directors and

Internal staff

1 year  
Name

Email address

Telephone number

Subscribers to website No To supply information about fundraising activities and community events, and to send invites Trustees, Directors and Internal staff until unsubscribed  
Name

Email address

Individuals who made a donation to Microtia UK No To supply information about fundraising activities and community events Trustees and internal staff 12 months  
Payment details – for orders only

Name

Email address

Purchasers of items from Microtia UK online shop No To process order and payment

 

To supply information about fundraising activities and community events

 

Trustees and internal staff 1 year  
Name

Address

Email address

Telephone number

 

Age and Date of birth – for sports events

Events participants No To send invites Trustees and internal staff 1 year  
Name

Address

Email address

Telephone number

Loan of Aftershokz participants No To loan the item Trustees and internal staff 1 year  
Name

Address

Email address

Telephone number

Charity box holders No To loan the items with agreement to transfer money raised Trustees and internal staff 6 months after returning the charity box  

 

Employee and Contractor Data

Type of data (Both paper and electronic format) Type of data subject Sensitive Personal Data? Purpose of processing Type of recipient to whom personal data is transferred Retention period Data accuracy and minimisation review date
Job Applicants who don’t go on to be employees/consultants – name, email address, telephone numbers, job role Job applicants No To facilitate pre-contractual discussions and written communications Internal staff and Trustees Within a month of the job being filled unless consent given to keep details on record. Then 12 months Review every month to ensure data deleted/shredded
Employees personal data – name, email address, telephone numbers, postal address, passport number, drivers’ license number, date of birth, references Employee Yes Necessary for employment Trustees, Internal staff, payroll managers, accountants Ten years after employment ceases  
Employees – Recruitment records Unsuccessful candidates

 

No Consider for employment Trustees and Internal staff 3 months after notification  
Employees – Training and Personnel Records Employee No Necessary for employment Trustees,

internal staff,

payroll managers, accountants

Ten years after employment ceases  
Employees – Employment contracts and changes to terms and conditions Employee No Necessary for employment Trustees, Internal staff, payroll managers, accountants Seven years after employment ceases  
Employees – Annual Leave Records Employee No Necessary for employment Trustees, Internal staff, accountants/payroll 3 years  
Employees – Statutory Sick Pay Records Employee Yes Necessary for employment Trustees, Internal staff, accountants, payroll managers Three years after the end of the relevant tax OR calendar year  
Employees – Statutory Maternity Leave pay records and certificates Employee Yes Necessary for employment Trustees, Internal staff, Accountants, payroll managers Three years after the end of the tax OR calendar year in which maternity pay period ends  
Employees/Contractors – Bank Details Employee/Contractor No Necessary for employment Trustees, Internal staff, accountants, payroll managers Retain whilst employed  
Employees – Pension records Employee No Necessary for provision of pension benefits Accountants, payroll managers Seven years after benefits have been paid  
Employees – Senior Executive Records Employee No Necessary for employment Trustees, senior employees Permanently  
Employees – PAYE Records Employee No Payment of employees and tax records Accountants, payroll managers Seven Years  
Employees/Contractors – Emails Employee/Contractor No Necessary to provide services Internal staff Seven years after creation of the email  
Employees – Tax Records Employee No Financial recording Accountants/payroll Seven years from the end of any assessment period  
Employees – Banking Records Employee No Financial recording Accountants/payroll Sixteen Years  
Health and Safety Employees, contractors and visitors No Legal obligation of organisation Trustees, Internal staff Held permanently or until the risk of any civil claims or criminal prosecutions have expired  

 

Corporate Governance Data

Type of data (Both paper and electronic format) Type of data subject Sensitive Personal Data? Purpose of processing Type of recipient to whom personal data is transferred Retention period Data accuracy and minimisation review date
Various internal charity governance documents Trustees, meeting subjects, others Yes Legal obligation Trustees, Internal staff Life of the charity  
Register of Trustees Trustees No Legal obligation Trustees, Internal staff Life of the charity  

 

Accounting and Finance

Type of data (Both paper and electronic format) Type of data subject Sensitive Personal Data? Purpose of processing Type of recipient to whom personal data is transferred Retention period Data accuracy and minimisation review date
Accounting, tax and finance records, including ledgers, audit reports, financial statements, bank statements, expense records, cash receipts, invoices, petty cash staff, contractors, finance No Financial recording Accountants/payroll, trustees, internal staff Seven years from the end of any assessment period  

 

Data Subject Rights

Type of data (Both paper and electronic format) Type of data subject Sensitive Personal Data? Purpose of processing Type of recipient to whom personal data is transferred Retention period Data accuracy and minimisation review date
Data Subject Access Request Data Subject making the request Yes (proof of ID) Legal obligation of organisation Trustees, Internal staff, external consultants, ICO (in event of complaint) Information regarding access request held for 6 months  
Data Subject Restriction, Correction, Portability, Objection or Deletion Request Data Subject making the request Yes (proof of ID) Legal obligation of organisation Trustees, Internal staff, external consultants, ICO (in event of complaint) Information regarding restriction, correction, portability, objection or deletion request held for 6 months  

 

From time to time, it may be necessary to retain or access historic personal data under certain circumstances such as if we have contractually agreed to do so or if we have become involved in unforeseen events like litigation or disaster recoveries.

If data category is not listed in this data retention policy, it is likely that it should be classed as disposable information that may be discarded or deleted at the discretion of the user once it has served its temporary useful purpose, such as duplicates of originals, preliminary documents, spam or junk mail. However, if you are unsure, please contact Microtia UK – info@microtiauk.org

 

Destruction and Disposal

Upon expiry of our retention periods, we shall delete confidential or sensitive records categorised as requiring high protection and very high protection, and we shall either delete or anonymise less important documents.

Our trustees are responsible for the continuing process of identifying the records that have met their required retention period and supervising their destruction. The destruction of confidential, financial, and personnel-related records shall be securely destroyed electronically or by shredding if possible. Non-confidential records may be destroyed by recycling.

 

Reporting Policy Breaches

We are committed to enforcing this policy as it applies to all forms of data. If you feel that you or someone else may have breached this policy, you should report the incident immediately to your supervisor or the manager at the next level above your direct supervisor.